Capital Market / Securities

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July 2017

The FSC issued a directive to allow securities firms to handle relevant spot foreign exchange trading business

July 2017

The FSC amended the Administrative Rules for Offshore Banking Units to strengthen the customer identity confirmation procedures of OBUs(Taiwan)

July 2017

To perform its statutory capital increase obligation, a state-owned financial holding company may obtain unsecured credit from its subsidiary bank on an exceptional basis(Taiwan)

June 2017

Since claims sought by the National Health Insurance provider by way of subrogation should include circumstances where the automobile liability insured (victimizer) is at no fault, there is no issue of calculating the amount which may be claimed by way of subrogation based on the accident liability percentage of the victimizer after insurance benefits are paid(Taiwan)

June 2017

The FSC broadened the scope of foreign exchange traded funds brokered by a securities firm for non-professional investors(Taiwan)

June 2017

A securities firm withdrawing from the bond market in mainland China or facing penalties by its competent authority is required to report within five business days upon occurrence of the fact(Taiwan)

June 2017

FSC relaxed the self-use ratio of a bank participating in urban renewal by amending the Rules for Investment in Real Estate by Commercial Banks(Taiwan)

June 2017

If the issuer of a promissory note admits that the specimen seal on the promissory note is authentic and fails to substantiate that the seal is stamped without his knowledge, it should be presumed that the promissory note is authentic(Taiwan)

May 2017

Decision on Cancelling Administrative Approval for Futures Companies Incorporating, Acquiring and Partaking of Equity Participation of Overseas Institutions Engaging in Futures Businesses(Mainland China)

May 2017

Delivery of a notice demanding payment of outstanding insurance premiums to the stipulated address of the group insurance applicant by an insurance company shall be deemed as a lawful notification(Taiwan)
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