Leetsai Lee, Tsai & Partners

Capital Market / Securities

Law News

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Regulations on Interbank Bond Market Investments by Foreign Investors as Separately Promulgated by the Shanghai Headquarters of the Central Bank and the State Administration of Foreign Exchange(Mainland China)

August 2017

Although a loss is incurred after an investor places an order for futures investment, this still has no specific causal relationship with the passive qualifications of the sales representative(Taiwan)

August 2017

Amendments to Paragraphs 1 and 4 of the Operating Guidelines for Foreign Exchange Business Handled by Banks(Taiwan)

August 2017

The China Securities Investment Fund Industry Association Promulgated Measures to Manage Placement of Private Investment Funds(Mainland China)

August 2017

Securities firms which are licensed to handle bond underwriting business (including operators operating such business concurrently) may elect to conduct financial planning, assessment and consulting business concerning the placement and issuance of international bonds(Taiwan)

August 2017

Preferred shares with no equity characteristics which are offered and issued under the Taipei Exchange Regulations Governing the Conduct of Equity Crowdfunding by Securities Firms are other marketable securities within the meaning of Article 22, Paragraph 1 of the Securities and Exchange Act(Taiwan)

August 2017

If a contract is renewed based on an automatic renewal provision in the original contract, the applicant is no longer required to fulfill the obligation to state the facts truthfully upon execution of the contract after the information communicated by the applicant when the original contract is executed is accepted by the insurer(Taiwan)

August 2017

Based on the principle of fairness, the burden of proof on the beneficiary of an accident injury insurance contract should be reduced. As long as the insured does not die of aging, illness and bacterial infection, the cause of death should basically be accident.(Taiwan)

August 2017

The Ministry of Economic Affairs interpreted the relevant requirements for a shareholder's request that the company should purchase his/her shares upon the merger or acquisition of the company((Taiwan)

August 2017

If an insurance agent can freely decide the specifics of the insurance solicitation service to an insurance company and receive compensation based on the completion such service, the relationship between the insurance agent and the insurance company shall be considered that of a contractor(Taiwan)

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Capital Market / Securities

Regulations on Interbank Bond Market Investments by Foreign Investors as Separately Promulgated by the Shanghai Headquarters of the Central Bank and the State Administration of Foreign Exchange(Mainland China)

Although a loss is incurred after an investor places an order for futures investment, this still has no specific causal relationship with the passive qualifications of the sales representative(Taiwan)

Amendments to Paragraphs 1 and 4 of the Operating Guidelines for Foreign Exchange Business Handled by Banks(Taiwan)

The China Securities Investment Fund Industry Association Promulgated Measures to Manage Placement of Private Investment Funds(Mainland China)

Securities firms which are licensed to handle bond underwriting business (including operators operating such business concurrently) may elect to conduct financial planning, assessment and consulting business concerning the placement and issuance of international bonds(Taiwan)

Preferred shares with no equity characteristics which are offered and issued under the Taipei Exchange Regulations Governing the Conduct of Equity Crowdfunding by Securities Firms are other marketable securities within the meaning of Article 22, Paragraph 1 of the Securities and Exchange Act(Taiwan)

Based on the principle of fairness, the burden of proof on the beneficiary of an accident injury insurance contract should be reduced. As long as the insured does not die of aging, illness and bacterial infection, the cause of death should basically be accident.(Taiwan)

The Ministry of Economic Affairs interpreted the relevant requirements for a shareholder's request that the company should purchase his/her shares upon the merger or acquisition of the company((Taiwan)

If an insurance agent can freely decide the specifics of the insurance solicitation service to an insurance company and receive compensation based on the completion such service, the relationship between the insurance agent and the insurance company shall be considered that of a contractor(Taiwan)

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Reminder that the Requirement of Lowering the Threshold to 5% for Reporting Shareholding of Major Shareholders of Public Companies Has Taken Effect (Taiwan)

May 2024

Taiwan’s Trajectory of Responsible Corporate Governance: Banks to Adopt the Responsibility Map in 2025

March 2024

Expansion of the Scope of Companies Required to Disclose Information 30 Days Prior to Shareholders' Meetings by FSC (Taiwan)

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Capital Market / Securities

Regulations on Interbank Bond Market Investments by Foreign Investors as Separately Promulgated by the Shanghai Headquarters of the Central Bank and the State Administration of Foreign Exchange(Mainland China)

Although a loss is incurred after an investor places an order for futures investment, this still has no specific causal relationship with the passive qualifications of the sales representative(Taiwan)

Amendments to Paragraphs 1 and 4 of the Operating Guidelines for Foreign Exchange Business Handled by Banks(Taiwan)

The China Securities Investment Fund Industry Association Promulgated Measures to Manage Placement of Private Investment Funds(Mainland China)

Securities firms which are licensed to handle bond underwriting business (including operators operating such business concurrently) may elect to conduct financial planning, assessment and consulting business concerning the placement and issuance of international bonds(Taiwan)

Based on the principle of fairness, the burden of proof on the beneficiary of an accident injury insurance contract should be reduced. As long as the insured does not die of aging, illness and bacterial infection, the cause of death should basically be accident.(Taiwan)

The Ministry of Economic Affairs interpreted the relevant requirements for a shareholder's request that the company should purchase his/her shares upon the merger or acquisition of the company((Taiwan)

If an insurance agent can freely decide the specifics of the insurance solicitation service to an insurance company and receive compensation based on the completion such service, the relationship between the insurance agent and the insurance company shall be considered that of a contractor(Taiwan)

Categories

Recent Articles

Reminder that the Requirement of Lowering the Threshold to 5% for Reporting Shareholding of Major Shareholders of Public Companies Has Taken Effect (Taiwan)

May 2024

Taiwan’s Trajectory of Responsible Corporate Governance: Banks to Adopt the Responsibility Map in 2025

March 2024

Expansion of the Scope of Companies Required to Disclose Information 30 Days Prior to Shareholders' Meetings by FSC (Taiwan)

February 2024

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