Capital Market / Securities

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August 2017

With respect to trading of non-structural derivative financial products by non-professional investors, a bank is required to issue hedging and non-hedging transaction limits separately(Taiwan)

August 2017

Rules and guidelines for anti-money laundering for certified public accountants were prescribed to specifically stipulate seven suspicious types of transaction which shall be reported by certified public accountants (Taiwan)

August 2017

The Rules for Anti-money Laundering for Financial Institutions were prescribed to confirm the identity of customers and retention of records in consolidated manners(Taiwan)

August 2017

If a securities investment trust fund engages in the trading of credit default swap indexes to enhance its investment efficiency, the total nominal principal shall not exceed 40% of the net asset value of such fund (Taiwan)

August 2017

Restrictions on an investment trust enterprise's investment funds are relaxed so that its own capital may serve as a seed capital(Taiwan)

August 2017

Regulations on the Approval and Recordation of Enterprise Investment Projects

August 2017

Measures for an Appropriate Management of Securities and Futures Investors

August 2017

The FSC amended the Standard for the Preparation of Financial Reports by Securities Issuers, which will go into effect in fiscal year 2017(Taiwan)

August 2017

The "interested companies" under Article 22, Subparagraph 3 of the Regulations Governing Information to be Published in Prospectuses by Securities Investment Trust Enterprises Placing Securities Investment Trust Funds shall not be limited to listed or OTC-traded companies(Taiwan)

August 2017

The restriction on the number of publicly offered subsidiaries of which an independent director of their parent listed (OTC-traded) investment holding company may also serve as an independent director concurrently is eased(Taiwan)
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