Capital Market / Securities

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March 2018

Partial amendments and additions to the Securities Investment Trust and Consulting Law (Taiwan)

March 2018

Overseas Chinese and foreign nationals seeking to invest in securities may mandate an enterprise relating to securities investment which is approved by the FSC to conduct discretionary investment business to make the investment (Taiwan)

March 2018

Measures for the Administration of the Utilization of Insurance Funds (Mainland China)

February 2018

The Legislative Yuan created a financial regulatory sandbox system by adopting the Statute for the Development and Innovative Experiment of FinTech (Taiwan)

February 2018

A fund distribution institution should include operations such as the know-your-customer procedure, sales behavior, short-term trading prevention and money-laundering prevention in the internal control system of the fund distribution institution (Taiwan)

February 2018

An insurer may elect to handle investment in domestic private equity funds with a resolution adopted by its board of directors or within the scope of its authorization, provided that documents shall still be prepared for the ex post audit of the competent authority (Taiwan)

January 2018

The Financial Supervisory Commission requires that a bank's offshore banking unit which operates securities business concurrently without obtaining a license for such concurrent operation is required to obtain a license within six months on a supplemental basis after the release of this Directive (Taiwan)

January 2018

The Financial Supervisory Commission requires that a bank's offshore banking unit which operates securities business concurrently without obtaining a license for such concurrent operation is required to obtain a license within six months on a supplemental basis after the release of this Directive (Taiwan)

January 2018

The Financial Supervisory Commission requires that a bank's offshore banking unit which operates securities business concurrently without obtaining a license for such concurrent operation is required to obtain a license within six months on a supplemental basis after the release of this Directive (Taiwan)

January 2018

The Financial Supervisory Commission requires that a bank's offshore banking unit which operates securities business concurrently without obtaining a license for such concurrent operation is required to obtain a license within six months on a supplemental basis after the release of this Directive (Taiwan)
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