Capital Market / Securities

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July 2018

Although an actor has been found guilty in a final court order due to illegal operation of futures consulting and management business, it still cannot be concluded directly that the investors' rights are undermined (Taiwan)

July 2018

Amendments to the Regulations Governing Implementation of the Internal Control and Auditing Systems of Insurance Enterprises (Taiwan)

July 2018

If a venture capital subsidiary or venture capital management consulting subsidiary of a securities investment trust enterprise intends to serve as a general partner of a private equity fund or venture capital enterprise, an approval shall be obtained from the Financial Supervisory Commission in advance (Taiwan)

June 2018

Guiding Opinions on Regulating the Asset Management Business of Financial Institutions (Mainland China)

June 2018

Measures for the Administration of Foreign-invested Securities Companies (Mainland China)

June 2018

The Securities and Exchange Law was amended by a Presidential directive to allow an independent director to hire experts to provide assistance (Taiwan)

June 2018

The FSC prescribed the Administrative Rules for Innovative Financial Technology Experiments (Taiwan)

June 2018

The FSC prescribed the Rules for Issuing New Taiwan Dollar Financial Debentures by Taiwan Branches of Foreign Banks (Taiwan)

May 2018

Relaxed rules for concurrent assumption of positions at overseas institutions by personnel of securities investment consulting enterprises (Taiwan)

May 2018

For investment recommendations provided by securities investment analyzers on the media concerning the stocks of specific companies, with errors in the determination basis, if any, are different from spreading rumorsand do not necessarily constitute an offense of deliberately manipulating share prices (Taiwan)
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