Capital Market / Securities

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November 2018

Provisions on the Supervision and Administration of Depository Receipts under the Shanghai-London Stock Connect Scheme (Trial Implementation) (Mainland China)

October 2018

The FSC interpreted the "other investees that meet the requirements of the competent authority" under Article 5, Paragraph 2, Subparagraph 3 of the Regulations Governing Use of Insurer's Funds in Special Projects, Public Utilities and Social Welfare Enterprises" (Taiwan)

September 2018

Circumstances in which transactions other than lending between insurance enterprises and interested parties may be exempt from restrictions under relevant rules (Taiwan)

September 2018

To accommodate the amendments to the Securities Investment Trust and Consulting Law, the Regulations Governing the Discretionary Investment Business Conducted by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises are amended to expand the size of domestic assets under management by attracting offshore professional investment institutions to retain discretionary services provided by domestic enterprises. (Taiwan)

September 2018

Opinions of the Ministry of Finance on the Proper Issuance of Special Bonds by Local Governments (Cai Ku [2018] No. 72) (Mainland China)

August 2018

Measures for the Administration of Financial Assets Investment Companies (Trial Implementation) (Mainland China)

August 2018

The "timing of existence of material information" in insider trading should be objectively determined through an overall observation of the relevant events (Taiwan)

August 2018

Service enterprises in securities and futures markets are required to allocate appropriate manpower and equipment to take charge of the planning, supervision and implementation of an information security system (Taiwan)

August 2018

The specific amount in Article 24, Paragraph 3 of the Statute for the Development and Innovation Experiments of Financial Technologies was announced and set (Taiwan)

July 2018

Administrative Measures for Financial Asset Investment Companies (Trial Implementation) (Mainland China)
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