资本市场 / 证券

类别
理慈专栏 (237) 金融科技 (23) 区块链 / 数位资产 (5) ESG (24) 企业并购 / 跨国投资 (11) 资本市场 / 证券 (249) 企业日常经营涉及之法律事务 (154) 基础建设 / 公共工程 (106) 商业秘密 (18) 商标 (45) 专利 (31) 著作权 (78) 竞争法 (80) 生技医疗产业 (32) 能源产业 (13) 媒体 / 文化创意产业 (55) 劳资法规 (118) 个资保护 (38) 仲裁 / 诉讼 (329) 税法 (56) 环保法令 (8) 大陆投资法令遵循 (34) 其他 (231)

March 2018

Partial amendments and additions to the Securities Investment Trust and Consulting Law (Taiwan)

March 2018

Overseas Chinese and foreign nationals seeking to invest in securities may mandate an enterprise relating to securities investment which is approved by the FSC to conduct discretionary investment business to make the investment (Taiwan)

March 2018

Measures for the Administration of the Utilization of Insurance Funds (Mainland China)

February 2018

The Legislative Yuan created a financial regulatory sandbox system by adopting the Statute for the Development and Innovative Experiment of FinTech (Taiwan)

February 2018

A fund distribution institution should include operations such as the know-your-customer procedure, sales behavior, short-term trading prevention and money-laundering prevention in the internal control system of the fund distribution institution (Taiwan)

February 2018

An insurer may elect to handle investment in domestic private equity funds with a resolution adopted by its board of directors or within the scope of its authorization, provided that documents shall still be prepared for the ex post audit of the competent authority (Taiwan)

January 2018

The Financial Supervisory Commission requires that a bank's offshore banking unit which operates securities business concurrently without obtaining a license for such concurrent operation is required to obtain a license within six months on a supplemental basis after the release of this Directive (Taiwan)

January 2018

The Financial Supervisory Commission requires that a bank's offshore banking unit which operates securities business concurrently without obtaining a license for such concurrent operation is required to obtain a license within six months on a supplemental basis after the release of this Directive (Taiwan)

January 2018

The Financial Supervisory Commission requires that a bank's offshore banking unit which operates securities business concurrently without obtaining a license for such concurrent operation is required to obtain a license within six months on a supplemental basis after the release of this Directive (Taiwan)

January 2018

The Financial Supervisory Commission requires that a bank's offshore banking unit which operates securities business concurrently without obtaining a license for such concurrent operation is required to obtain a license within six months on a supplemental basis after the release of this Directive (Taiwan)
< 9 10 11 12 13 14 15 16 17 18 >