Categories

August 2017

Capital Market / Securities

Provisions on Clarification of Matters Relating to the Percentage of Payment to the Futures Investors Safeguard Funds(Mainland China)

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August 2017

Capital Market / Securities

To determine if stocks are illegally speculated, the court should explain about its determination criteria to consider how an actor's behavior of continuously purchasing specific stocks for high prices or continuously selling the same for low prices results in the abnormal transaction competition of the stocks in the market and abnormal stock prices.(Taiwan)

Katty

August 2017

Capital Market / Securities

The scope of litigation rights granted to the Securities and Futures Investors Protection Center is limited to the objectives and scope set forth in its by-laws, and litigation rights apply only when investors or traders are injured due to unlawful transactions engaged by listed (OTC-traded) companies, securities firms or commissioned futures merchants or to occurrence of unlawful transactions(Taiwan)

Katty

August 2017

Capital Market / Securities

To accommodate the development of financial technologies and to safeguard employees' rights and interests, securities firms are required to set aside a special reserve to address the transitional needs of their employees(Taiwan)

Katty

August 2017

Capital Market / Securities

The Change to A Registration and Recordation System for the Establishment and Amendment of Foreign-funded and Taiwan-funded Enterprises(Mainland China)

Katty

August 2017

Capital Market / Securities

Written or electronic voting is allowed for exercising voting rights by securities firms and commissioned futures merchants (Taiwan)

Katty