Capital Market / Securities

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August 2020

Provisions on the Administration of the Domestic Securities and Futures Investment Funds of Foreign Institutional Investors (Mainland China)

July 2020

The Civil Code, the Company Law, the company's Articles of Incorporation, and the contract should be considered for the qualifications of a manager who has committed the offense of special breach of trust under Securities and Exchange Law. (Taiwan)

July 2020

The obvious incomparability with the principal under the Banking Law includes the situation that the agreement obviously exceeds the normal fixed deposit rate quoted by a typical bank (Taiwan)

June 2020

The so-called confiscable proceeds of crime under Article 136-1 of the Banking Law refer to unlawful gains such as exchange rate differences, management fees, handling fees or other remuneration actually received by the operator, excluding remittance payments received (Taiwan)

June 2020

In case an actor distributes a stock via false information, even if such actor does not sell the stock to a victim personally, the fact of a joint fraud is still constituted (Taiwan)

June 2020

Interim Measures for the Administration of Insurance Asset Management Products (Mainland China)

May 2020

May 2020

Even though supervisors do not sign financial reports before leaving office, still it is not appropriate to directly conclude that they are not liable for any falsehood of the financial reports (Taiwan)

May 2020

Article 29-1 of the Banking Law is not limited to the solicitation of funds from a massive number of unspecified individuals in a format of a pyramid scheme (Taiwan)

April 2020

An offense of non-arm's length transaction is preconditioned by material damage to the company as a result of the legal violation, and the amount of damage sustained by the company should be compared with the size of the company to determine the materiality of the damage (Taiwan)
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