Capital Market / Securities 彙整 - Lee, Tsai & Partners

2024 年 3 月 27 日

2024 年 3 月 27 日

Taiwan’s Trajectory of Responsible Corporate Governance: Banks to Adopt the Responsibility Map in 2025

Alert March 2024
Teresa Huang and Andrew Huang

2024 年 2 月 27 日

2024 年 2 月 27 日

Expansion of the Scope of Companies Required to Disclose Information 30 Days Prior to Shareholders’ Meetings by FSC (Taiwan)

Alert February 2024
Teresa Huang and Julian Lai

2024 年 2 月 16 日

2024 年 2 月 16 日

Amendment of Regulations Governing Offshore Funds: Enhancing Review Efficiency and Schedule Transparency (Taiwan)

Alert February 2024
Jane Tsai and Astrid Chou

2024 年 1 月 26 日

2024 年 1 月 26 日

Amendment to Taiwan Financial Consumer Protection Act

Alert January 2024
Elva Chuang and Hannah Kuo

2024 年 1 月 26 日

2024 年 1 月 26 日

Amendments to the Regulations Governing Public Tender Offers for Securities of Public Companies and Regulations Governing Information to Be Published in Public Tender Offer Prospectuses (Taiwan)

Alert January 2024
Teresa Huang and Astrid Chou

2023 年 6 月 28 日

2023 年 6 月 28 日

The Mandatory Tender Offer Provision of the Securities and Exchange Act Upheld as Constitutional (Taiwan)

Alert June 2023
Oli Wong and Lilian Hsu

2023 年 5 月 30 日

2023 年 5 月 30 日

The Regulations of the Taiwan Stock Exchange Corporation on the Operation of Using Domestic Securities as Collateral for Overseas Investment Activities by Overseas Chinese and Foreign Nationals Formulated by the Taiwan Stock Exchange

Alert May 2023
Jiselle Ong and Teresa Huang

2023 年 4 月 21 日

2023 年 4 月 21 日

The Measures for the Administration of Material Asset Restructurings of Unlisted Public Companies Were Revised and Issued (Mainland China)

Alert April 2023
Di Wu and Teresa Huang

2023 年 3 月 14 日

2023 年 3 月 14 日

Administrative Measures for the Review and Registration of Mid-to Long-Term Foreign Debts of Enterprises (Mainland China)

Alert March 2023
Karl Zhang and Teresa Huang

2023 年 3 月 14 日

2023 年 3 月 14 日

China Securities Regulatory Commission Issued the Measures for the Administration of Initial Public Offering Stocks Registration

Alert March 2023
Lihui Jiang and Teresa Huang

2023 年 2 月 21 日

2023 年 2 月 21 日

Partial Amendments to the Regulations Governing Futures Commission Merchants by the FSC of Taiwan

Alert February 2023
Oli Wong and Jiselle Ong

2023 年 1 月 19 日

2023 年 1 月 19 日

The Timing of the Establishment or Clarity of Material Information in Insider Trading (Taiwan)

Insight January 2023
Pei-Ching Ji and Sean Tang

2022 年 12 月 26 日

2022 年 12 月 26 日

Amendments to Regulations Related to Securities Firms and Futures Commission Merchants by the FSC of Taiwan

Alert December 2022
Oli Wong and Jiselle Ong

2022 年 11 月 25 日

2022 年 11 月 25 日

Taiwan Stock Exchange Corporation’s (TWSE) Amendments to the “ Taiwan Stock Exchange Corporation Rules Governing the Preparation and Filing of Sustainability Reports by TWSE Listed Companies ”

Alert November 2022
Elva Chuang and Tina Lee

2022 年 10 月 31 日

2022 年 10 月 31 日

China Amended the Measures for the Suitability Management of Securities and Futures Investors

Alert October 2022
Karl Zhang and Teresa Huang

2022 年 10 月 25 日

2022 年 10 月 25 日

The First Substantive Decision of the Taiwan Commercial Court – An Analysis of the 110-Shang-Su-1 Civil Decision

Alert October 2022
Pei-Ching Ji and Tina Lee

2022 年 9 月 16 日

2022 年 9 月 16 日

The FSC’s Circular on the Short-Swing Profit Rule Clarifies the Timing of Insider Status and Considers Shares Gifted as Shares Acquired (Taiwan)

Alert September 2022
Aaron Chen and Weke Chen

2022 年 9 月 8 日

2022 年 9 月 8 日

The People’s Bank of China and Other Two Authorities Jointly Issued the Announcement on Issues Concerning Further Facilitating Investment in the Chinese Bond Market by Foreign Institutional Investors

Alert September 2022
Di Wu and Teresa Huang

2022 年 8 月 30 日

2022 年 8 月 30 日

The Taiwan FSC Amended the Regulations Governing Public Disclosure of Information by Life Insurance Enterprises and Non-life Insurance Enterprises to Enhance Sustainable Development and Cybersecurity Administration

Alert August 2022
Teresa Huang and Doris Hsu

2022 年 7 月 15 日

2022 年 7 月 15 日

Promulgation and Implementation of the Measures of State Administration of Foreign Exchange for Administrative Penalties (Mainland China)

Alert July 2022
Jolene Chen and Teresa Huang

2022 年 6 月 20 日

2022 年 6 月 20 日

Highlights of the Futures and Derivatives Law of the People’s Republic of China

Alert June 2022
Karl Zhang and Teresa Huang

2022 年 5 月 23 日

2022 年 5 月 23 日

Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises Should Not Get Involved in Any Corporate Control Contests for Their Investment Targets (Taiwan)

Alert May 2022
Grace Chou and Weke Chen

2022 年 3 月 23 日

2022 年 3 月 23 日

The Taiwan FSC Amended the Regulations Governing Information to Be Published in Public Offering and Issuance Prospectuses

Alert March 2022
Grace Chou and Hannah Kuo

2022 年 2 月 23 日

2022 年 2 月 23 日

Measures for the Supervision and Administration of Insurance Group Companies in China

Alert February 2022
Karl Zhang

2022 年 2 月 22 日

2022 年 2 月 22 日

The Financial Supervisory Commission of Taiwan Preannounced the Draft Amendments to the Provisions on the Threshold for Reporting and Announcing Substantial Shareholdings Under the Securities and Exchange Act

Alert February 2022
Oli Wang and Tina Lee

2022 年 1 月 28 日

2022 年 1 月 28 日

Partial Amendments to the Regulations Governing Information to Be Published in Annual Reports of Public Companies by the FSC

Alert January 2022
Teresa Huang and Eddie Shih

2022 年 1 月 1 日

2022 年 1 月 1 日

Circular on the Further Prevention and Handling of the Speculation Risk in Virtual Currency Trading (Mainland China)

Joyce Wen This article aims to explain the new policy of virtual currency supervision, and clarify the virtual currency business activities that are illegal financial activities

2021 年 12 月 1 日

2021 年 12 月 1 日

Draft Amendment to Parts of the “Regulations Governing the Offering and Issuance of Securities by Securities Issuers” — Shelf Registration for Issuing New Shares (Taiwan)

Teresa Huang and Weke Chen The Financial Supervisory Commission announced the draft amendment to “Regulations Governing the Offering and Issuance of Securities by Securities Issuers,” creating a shelf registration system for companies with a market value over 2 billion and are listed or over-the-counter for 3 years. Under such a system, after declaring the issuance of securities, its securities may be issued in installments within and under a certain period and declaration quota, so there’s no need to re-declare.

2021 年 9 月 1 日

2021 年 9 月 1 日

Circumstances permitted by the competent authority for exemption from the prohibition of over-the-counter listed securities transactions under the Securities Exchange Act (Taiwan)

Nora Shih Article 150 of the Securities Exchange Act (the “SEA”) stipulates that the listed securities must be traded in the centralized securities trading market established by the stock exchange. Thus, this regulation prohibits over-the-counter listed securities transactions. However, Article […]

2021 年 9 月 1 日

2021 年 9 月 1 日

Financial Supervisory Commission’s interpretation regarding short-swing trading under the Securities and Exchange Act (Taiwan)

Aaron Chen and Tina Lee I. Article 157, Paragraph 1 of the Securities and Exchange Act prohibits short-swing trading, which stipulates that “In the event that any director, supervisor, managerial officer, or shareholder holding more than ten percent of the […]